James Johnson, financial advisor Albuquerque NM
93 score

James Johnson

CRD Number: 1921923
Current Firm: Nfp Advisor Services, LLC

James Johnson (CRD# 1921923) is an Investment Advisor Representative working at Nfp Advisor Services, LLC in Albuquerque, NM and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Kestra Financial Services, Inc. Austin, TX Apr 2016 - Current < 1
Los Alamos National Laboratory Los Alamos, NM Oct 1992 - Current 24
Nfp Securities, Inc. Austin, TX May 2007 - Apr 2016 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1989
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for James P. Johnson
Phone Number: 512-697-6000
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    12,254
    MILLIONS
  • Total Number of Accounts
    54,412
    ACCOUNTS
  • Average Account Value
    $225,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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