Justin WelchCRD Number: 5381810
Current Firm: Ubs Financial Services Inc.
Justin Welch (CRD# 5381810) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Albuquerque, NM and has over 8 years of experience in the finance industry.
Portfolio Wealth Advisors
Portfolio Wealth Advisors
Jataj Wealth Management, LLC
|Ubs Financial Services Inc.||Albuquerque, NM||Apr 2013 - Current||3|
|Unemployed||Albuquerque, NM||Nov 2012 - Apr 2013||< 1|
|J.p. Morgan Securities LLC||Denver, CO||Oct 2012 - Nov 2012||< 1|
|Jpmorgan Chase Bank Na||Denver, CO||Nov 2009 - Nov 2012||3|
|Chase Investment Services Corp||Denver, CO||Nov 2009 - Nov 2012||3|
|Waddell & Reed, Inc.||Denver, CO||Aug 2009 - Nov 2009||< 1|
|Unemployed||Denver, CO||Jul 2009 - Aug 2009||< 1|
|Exterran||Farmington, NM||Feb 2009 - Jul 2009||< 1|
|Merrill Lynch||Farmington, NM||Oct 2008 - Feb 2009||< 1|
|Wells Fargo Investments, LLC||Farmington, NM||Jun 2007 - Oct 2008||1|
|Red Lobster||Farmington, NM||May 2006 - Jun 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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