Kristen KauffmanCRD Number: 6965950
Current Firm: Fidelity Personal And Workplace Advisors
Kristen Kauffman (CRD# 6965950) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Albuquerque, NM and has over 3 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cuso Financial Services, LP
|Fidelity Investments||Albuquerque, NM||May 2020 - Current||2|
|Bank Of America, N.a.||Albuquerque, NM||May 2019 - May 2020||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Albuquerque, NM||Mar 2019 - May 2020||1|
|Gwyther & Holt Investment Advisors||Albuquerque, NM||Jun 2018 - Mar 2019||< 1|
|Pb&j Family Services Inc.||Albuquerque, NM||Apr 2017 - Mar 2018||< 1|
|University Of New Mexico||Albuquerque, NM||Aug 2014 - May 2017||2|
|Kurz Solutions||Albuquerque, NM||Aug 2015 - Jan 2016||< 1|
|Homemaker||Albuquerque, NM||Nov 2012 - Jul 2014||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2019|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management726,706MILLIONS
Total Number of Accounts1,509,611ACCOUNTS
Average Account Value$481,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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