Larry Brown, financial advisor Albuquerque NM
76 score

Larry Brown

CRD Number: 5493737
Current Firm: Invest Financial Corporation

Larry Brown (CRD# 5493737) is an Investment Advisor Representative working at Invest Financial Corporation in Albuquerque, NM and has over 7 years of experience in the finance industry. Larry Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Invest Financial Corporation Albuquerque, NM Apr 2009 - Current 7
Lee Matthew Inc. Albuquerque, NM Feb 2008 - Current 8
Unemployed Albuquerque, NM Jan 2008 - Feb 2008 < 1
Greene & Greene Mortgage Albuquerque, NM Feb 2006 - Dec 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Larry R. Brown
Phone Number: (813) 880-5300
Registered State(s):
  • AZ
  • CA
  • CO
  • DC
  • FL
  • IL
  • IA
  • ME
  • MA
  • MI
  • NJ
  • NC
  • PA
  • VA
  • WA
  • TX
  • MN
  • NM
By the Numbers
  • Total Assets Under Management
    4,432
    MILLIONS
  • Total Number of Accounts
    31,513
    ACCOUNTS
  • Average Account Value
    $140,649
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
76

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