Randall Silva, financial advisor Albuquerque NM

Randall Silva

CRD Number: 6259262
Current Firm: Lpl Financial LLC

Randall Silva (CRD# 6259262) is an Investment Advisor Representative working at Lpl Financial LLC in Albuquerque, NM and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Albuquerque, NM Jul 2023 - Current < 1
Bancwest Investment Services Albuquerque, NM Apr 2019 - Current 4
Bank Of The West Albuquerque, NM Sep 2018 - Current 5
Uber San Francisco, CA Jul 2017 - Oct 2022 5
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Bbva Wealth Solutions Inc. Albuquerque, NM Jun 2016 - Sep 2018 2
Bbva Compass Insurance Agency, Inc. Austin, TX Oct 2015 - Sep 2018 2
Bbva Securities Inc. Albuquerque, NM Sep 2015 - Sep 2018 3
Compass Bank Birmingham, AL Jul 2015 - Sep 2018 3
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Axa Advisors, LLC New York, NY Nov 2013 - Jun 2015 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Randall Silva
Phone Number: 704-733-3300
Registered State(s):
  • AZ
  • CA
  • CO
  • MO
  • NV
  • NM
  • SC
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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