Sandy Hernandez, financial advisor Albuquerque NM
76 score

Sandy Hernandez

CRD Number: 6307321
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sandy Hernandez (CRD# 6307321) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Albuquerque, NM and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque, NM Mar 2014 - Current 2
Bcbg Max Azria Albuquerque, NM Jul 2009 - Mar 2014 4
Altitude Promotions Albuquerque, NM Mar 2013 - Feb 2014 < 1
Arca Albuquerque, NM Jul 2012 - Jun 2013 < 1
Amac Clovis, NM Dec 2008 - Jun 2009 < 1
Ihop Clovis, NM Jun 2008 - Apr 2009 < 1
Aldo Albuquerque, NM Aug 2008 - Dec 2008 < 1
Aeropostal Albuquerque, NM Feb 2008 - Aug 2008 < 1
Pac Sun Albuquerque, NM Jan 2007 - Feb 2008 1
Pizza Hut Clovis, NM Sep 2006 - Jan 2007 < 1
Dominos Pizza Clovis, NM Oct 2004 - Sep 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Sandy B. Hernandez
Phone Number: 800-637-7455
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
76

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