Steven Margulin, financial advisor Albuquerque NM

Steven Margulin

CRD Number: 2373728
Current Firm: Cwm, LLC

Steven Margulin (CRD# 2373728) is an Investment Advisor Representative working at Cwm, LLC in Albuquerque, NM and has over 29 years of experience in the finance industry. Steven Margulin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cwm, LLC Omaha, NE Jul 2018 - Current 4
Retirement Extender Albuquerque, NM Jul 2018 - Current 4
Trusted Advisor/trusted Team, Llc Dba Retirement Extender Albuquerque, NM Feb 2013 - Current 9
Steven P Margulin Cpa Pc Albuquerque, NM Sep 1989 - Current 32
Centaurus Financial, Inc. Anaheim, CA Apr 2003 - Jul 2018 15
Retirement Extender, Inc. Albuquerque, NM Jan 2009 - Jan 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven P. Margulin
Phone Number: 402-330-0808
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    19,949
    MILLIONS
  • Total Number of Accounts
    82,314
    ACCOUNTS
  • Average Account Value
    $242,355
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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