Wendy Cain (CRD# 1391746) is an Investment Advisor Representative working at Founders Financial Alliance, LLC in Albuquerque, NM and has over 38 years of experience in the finance industry.
CRD# 4939910
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2376474
Cuso Financial Services
CRD# 4186264
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Founders Financial Alliance, LLC | Albuquerque, NM | Jan 2020 - Current | 4 |
| Lpl Financial LLC | Albuquerque, NM | Aug 2005 - Current | 18 |
| Western Community Financial | Albuquerque, NM | Feb 2016 - Dec 2019 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1985 |
- NM
-
Total Assets Under Management701MILLIONS
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Total Number of Accounts3,033ACCOUNTS
-
Average Account Value$231,090
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AR, AZ, CA, CO, DE, FL, GA, IL, KY, LA, MA, MD, MI, MN, MO, NC, NJ, NM, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI, WV
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