William Batie, financial advisor Albuquerque NM

William Batie

CRD Number: 2575173
Current Firm: Pfg Advisors

William Batie (CRD# 2575173) is an Investment Advisor Representative working at Pfg Advisors in Albuquerque, NM and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Pfg Advisors, LLC Albuquerque, NM Apr 2018 - Current 5
Securities America, Inc. Farmington, NM Dec 2016 - Current 7
Batie And Company Capital Management, LLC Albuquerque, NM Feb 2013 - Current 11
Cue- Insurance Sales Albuquerque, NM Feb 2013 - Current 11
Cue Financial Group Inc. Albuquerque, NM Feb 2013 - Dec 2018 5
Foothill Securities Inc. Albuquerque, NM Feb 2013 - Dec 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1995
S65 NASAA Investment Advisors Law Examination Aug 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William S. Batie
Phone Number: (800) 405-8850
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    1,836
    MILLIONS
  • Total Number of Accounts
    9,045
    ACCOUNTS
  • Average Account Value
    $202,940
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, HI, IA, ID, IL, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NM, NV, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WI, WY

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