William Dial (CRD# 6765899) is an Investment Advisor Representative working at Edward Jones in Albuquerque, NM and has over 6 years of experience in the finance industry.
CRD# 4939910
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2376474
Cuso Financial Services
CRD# 4186264
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Edward Jones | St. Louis, MO | Jan 2021 - Current | 3 |
| Fidelity Brokerage Service | Albuquerque, NM | Mar 2019 - Jan 2021 | 1 |
| Edward Jones | St.louis, MO | Feb 2018 - Mar 2019 | 1 |
| Fidelity Brokerage Services LLC | Albuquerque, NM | Mar 2017 - Jan 2018 | < 1 |
| Fidelity Investments Institutional Operations Company Inc. | Albuquerque, NM | Sep 2016 - Jan 2018 | 1 |
| Texas Roadhouse | Albuquerque, NM | Feb 2016 - Aug 2016 | < 1 |
| Unemployed | Albuquerque, NM | Feb 2015 - Feb 2016 | 1 |
| Sushi King | Albuquerque, NM | Oct 2014 - Feb 2015 | < 1 |
| Red Lobster | Albuquerque, NM | Jun 2008 - Oct 2014 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2017 |
- NM
- TX
-
Total Assets Under Management692,248MILLIONS
-
Total Number of Accounts4,749,388ACCOUNTS
-
Average Account Value$145,755
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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