Gregory Oquin, financial advisor Alexandria LA
63 score

Gregory Oquin

CRD Number: 873665
Current Firm: Fsc Securities Corporation

Gregory Oquin (CRD# 873665) is an Investment Advisor Representative working at Fsc Securities Corporation in Alexandria, LA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Fsc Securities Corporation Alexandria, AL May 2005 - Current 11
Fsc Agency Alexandra, LA May 2005 - Current 11
Fsc Securities Ria Alexandra, LA May 2005 - Current 11
Financial Services Of Central Louisiana LLC Alexandra, LA May 2005 - Current 11
Kathryn O'quin LLC Alexandria, LA Jul 2004 - Current 12
Ewing, O'quin LLC Alexandria, LA Jun 2004 - Current 12
Stinson Resources Inc. Alexandria, LA Nov 1993 - Current 23
Pvic Alexandria, LA Apr 1992 - Current 24
Baker, Ewing & Q'quin Alexandria, LA Apr 1979 - Current 37
Southern Financial Services Alexandria, LA Jan 1977 - Current 39
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1992
S66 NASAA Uniform Combined State Law Examination Jul 2015
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Gregory B. Oquin
Phone Number: 1-800-547-2382
Firm Website: http://www.fscorp.com
Registered State(s):
  • AL
  • AR
  • CA
  • CO
  • FL
  • KS
  • LA
  • MI
  • MO
  • TX
  • WA
  • OK
  • CT
  • MS
  • UT
By the Numbers
  • Total Assets Under Management
    5,630
    MILLIONS
  • Total Number of Accounts
    24,779
    ACCOUNTS
  • Average Account Value
    $227,192
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
63

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