Gregory OquinCRD Number: 873665
Current Firm: Fsc Securities Corporation
Gregory Oquin (CRD# 873665) is an Investment Advisor Representative working at Fsc Securities Corporation in Alexandria, LA and has over 25 years of experience in the finance industry.
Descant Financial Partners, LLC
First Allied Advisory Services, Inc.
|Fsc Securities Corporation||Alexandria, AL||May 2005 - Current||12|
|Fsc Agency||Alexandra, LA||May 2005 - Current||12|
|Fsc Securities Ria||Alexandra, LA||May 2005 - Current||12|
|Financial Services Of Central Louisiana LLC||Alexandra, LA||May 2005 - Current||12|
|Kathryn O'quin LLC||Alexandria, LA||Jul 2004 - Current||13|
|Ewing, O'quin LLC||Alexandria, LA||Jun 2004 - Current||13|
|Stinson Resources Inc.||Alexandria, LA||Nov 1993 - Current||23|
|Pvic||Alexandria, LA||Apr 1992 - Current||25|
|Baker, Ewing & Q'quin||Alexandria, LA||Apr 1979 - Current||38|
|Southern Financial Services||Alexandria, LA||Jan 1977 - Current||40|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1992|
|S66||NASAA Uniform Combined State Law Examination||Jul 2015|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management5,630MILLIONS
Total Number of Accounts24,779ACCOUNTS
Average Account Value$227,192
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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