John Carroll, financial advisor Alexandria LA
93 score

John Carroll

CRD Number: 4515569
Current Firm: Independent Financial Partners

John Carroll (CRD# 4515569) is an Investment Advisor Representative working at Independent Financial Partners in Alexandria, LA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Financial Partners Alexandria, LA Nov 2014 - Current 2
Lpl Financial, LLC Alexandria, LA Nov 2014 - Current 2
Merrill Lynch Pierce Fenner & Smith Inc. Alexandria, LA Jan 2003 - Nov 2014 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2002
Contact Info for John E. Carroll
Phone Number: 813-341-0960
Registered State(s):
  • LA
  • MA
  • MS
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    4,348
    MILLIONS
  • Total Number of Accounts
    24,542
    ACCOUNTS
  • Average Account Value
    $177,153
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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