Simon Joseph, financial advisor Glen Allen VA

Simon Joseph

CRD Number: 5602157
Current Firm: Momentum Independent Network Inc.

Simon Joseph (CRD# 5602157) is an Investment Advisor Representative working at Momentum Independent Network Inc. in Glen Allen, VA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Momentum Independent Network Dallas, TX Mar 2022 - Current 2
Truist Investment Services, Inc. Alexandria, VA Feb 2021 - Feb 2022 1
Truist Advisory Services, Inc. Alexandria, VA Feb 2021 - Feb 2022 1
Bb&t Securities Alexandria, VA Aug 2016 - Feb 2021 4
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Aug 2016 1
Morgan Stanley Smith Barney Alexandria, VA Aug 2009 - Aug 2016 7
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 2023
S66 NASAA Uniform Combined State Law Examination Dec 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Simon M. Joseph
Phone Number: 214-859-1800
Registered State(s):
  • CA
  • DC
  • FL
  • ID
  • LA
  • MD
  • NV
  • NJ
  • NY
  • NC
  • PA
  • SC
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    825
    MILLIONS
  • Total Number of Accounts
    3,028
    ACCOUNTS
  • Average Account Value
    $272,307
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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