Spencer Rand, financial advisor Alexandria VA
81 score

Spencer Rand

CRD Number: 6144205
Current Firm: Monument Wealth Management

Spencer Rand (CRD# 6144205) is an Investment Advisor Representative working at Monument Wealth Management in Alexandria, VA and has over 3 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lpl Financial, LLC Alexandria, VA Dec 2012 - Current 4
Monument Advisory Group, LLC Alexandria, VA Dec 2012 - Current 4
Gallagher Fiduciary Advisors Washington, DC Mar 2012 - Nov 2012 < 1
Independent Fiduciary Services Washington, DC Nov 2006 - Mar 2012 5
Ibm Fairfax, VA Nov 2004 - Nov 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Spencer D. Rand
Phone Number: 703-504-9600
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    200
    MILLIONS
  • Total Number of Accounts
    1,096
    ACCOUNTS
  • Average Account Value
    $182,288
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, DC, FL, MD, NJ, NY, OH, PA, TX, VA

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BADGES
81

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