Richard Arden, financial advisor Algonquin IL

Richard Arden

CRD Number: 874025
Current Firm: Andover Investment Management

Richard Arden (CRD# 874025) is an Investment Advisor Representative working at Andover Investment Management in Algonquin, IL and has over 44 years of experience in the finance industry.

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Company Name Location Dates Years
Andover Investment Management Elmhurst, IL Jul 2001 - Current 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1979
S65 NASAA Investment Advisors Law Examination Nov 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard T. Arden
Phone Number: 847/658-4610
Registered State(s):
  • IL
Current Firm Details
Andover Investment Management
Firm's CRD Number: 124046
By the Numbers
  • Total Assets Under Management
    6
    MILLIONS
  • Total Number of Accounts
    6
    ACCOUNTS
  • Average Account Value
    $1,000,000
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

IL

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