Christopher Mak, financial advisor Alhambra CA
89 score

Christopher Mak

CRD Number: 6222859
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Christopher Mak (CRD# 6222859) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Alhambra, CA and has over 3 years of experience in the finance industry.

Similar Advisors
Jeffrey Tilson, financial advisor Alhambra CA
Jeffrey S. Tilson
CRD# 4504995
Jst Investment Consulting
Score
105
Similar Advisors
David Fried, financial advisor Alhambra CA
David R. Fried
CRD# 2753945
Fried Asset Management, Inc.
Score
104
Similar Advisors
Morris Amiri, financial advisor Alhambra CA
Morris M. Amiri
CRD# 4266581
Dash Investments
Score
103
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alhambra, CA Sep 2014 - Current 2
Bank Of America, N.a. Alhambra, CA Sep 2014 - Current 2
Axa Advisors, LLC Irvine, CA Aug 2013 - Aug 2014 1
A&g World Transport S. San Francisco, CA Jul 2013 - Aug 2013 < 1
Unemployed Riverside, CA Jun 2013 - Aug 2013 < 1
University Of California Riverside Riverside, CA Sep 2009 - Jun 2013 3
University Of California Riverside Riverside, CA Jan 2012 - May 2013 1
Life Cafe Riverside, CA Sep 2009 - May 2013 3
Staff International Chinese A Riverside, CA Sep 2010 - Jul 2011 < 1
Arcadia High School Arcadia, CA Nov 2006 - Jun 2009 2
Man Kiv College North Point, Oct 2004 - Nov 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for Christopher L. Mak
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Christopher Mak and other advisors.
BADGES
89
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.