Raul Reyes, financial advisor Alhambra CA
77 score

Raul Reyes

CRD Number: 6251796
Current Firm: Nfp Advisor Services, LLC

Raul Reyes (CRD# 6251796) is an Investment Advisor Representative working at Nfp Advisor Services, LLC in Alhambra, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Kestra Financial Services, Inc. Austin, TX Apr 2016 - Current < 1
Nfp Advisor Services LLC Alhambra, CA Oct 2015 - Apr 2016 < 1
Lpl Financial LLC Alhambra, CA Dec 2013 - Nov 2015 1
Padilla, Singh, & Associates Wealth Management, Inc. Alhambra, CA Aug 2013 - Dec 2013 < 1
Unemployed North Hollywood, CA Apr 2013 - Aug 2013 < 1
Rick Floyd Inc. Los Angeles, CA Apr 2012 - Feb 2013 < 1
Fry's Electronics North Hollywood, CA Feb 2012 - Aug 2012 < 1
Unemployed North Hollywood, CA Sep 2011 - Jan 2012 < 1
Los Angeles Valley College/ Uc Santa Barbara Goleta, CA Sep 2007 - Sep 2011 4
Home Depot North Hollywood, CA Apr 2008 - Jul 2008 < 1
Circuit City Stores Van Nuys, CA Jan 2007 - Feb 2008 1
Richard E. Byrd Middle School/ La Poly High School Sun Valley, CA Nov 2003 - Jun 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Raul J. Reyes
Phone Number: 512-697-6000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    12,254
    MILLIONS
  • Total Number of Accounts
    54,412
    ACCOUNTS
  • Average Account Value
    $225,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
77

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