Raul ReyesCRD Number: 6251796
Current Firm: Nfp Advisor Services, LLC
Raul Reyes (CRD# 6251796) is an Investment Advisor Representative working at Nfp Advisor Services, LLC in Alhambra, CA and has over 3 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Kestra Financial Services, Inc.||Austin, TX||Apr 2016 - Current||1|
|Nfp Advisor Services LLC||Alhambra, CA||Oct 2015 - Apr 2016||< 1|
|Lpl Financial LLC||Alhambra, CA||Dec 2013 - Nov 2015||1|
|Padilla, Singh, & Associates Wealth Management, Inc.||Alhambra, CA||Aug 2013 - Dec 2013||< 1|
|Unemployed||North Hollywood, CA||Apr 2013 - Aug 2013||< 1|
|Rick Floyd Inc.||Los Angeles, CA||Apr 2012 - Feb 2013||< 1|
|Fry's Electronics||North Hollywood, CA||Feb 2012 - Aug 2012||< 1|
|Unemployed||North Hollywood, CA||Sep 2011 - Jan 2012||< 1|
|Los Angeles Valley College/ Uc Santa Barbara||Goleta, CA||Sep 2007 - Sep 2011||4|
|Home Depot||North Hollywood, CA||Apr 2008 - Jul 2008||< 1|
|Circuit City Stores||Van Nuys, CA||Jan 2007 - Feb 2008||1|
|Richard E. Byrd Middle School/ La Poly High School||Sun Valley, CA||Nov 2003 - Jun 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management12,254MILLIONS
Total Number of Accounts54,412ACCOUNTS
Average Account Value$225,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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