Aaron MaurerCRD Number: 3007121
Current Firm: Concert Wealth Management
Aaron Maurer (CRD# 3007121) is an Investment Advisor Representative working at Concert Wealth Management in Aliso Viejo, CA and has over 18 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Asset Planning, Inc.
|Concert Wealth Management, Inc.||San Jose, CA||Mar 2016 - Current||< 1|
|Private Advisory Group LLC||Aliso Viejo, CA||Jul 2014 - Current||2|
|Rp Capital LLC||Gig Harbor, WA||Jan 2009 - Current||7|
|Strategic Capital Group||Aliso Viejo, CA||Dec 2008 - Dec 2014||6|
|Strategic Capital Alternatives LLC||Dana Point, CA||Jun 2012 - Oct 2013||1|
|Amerivest Investment Management, LLC||Portland, OR||Jun 2006 - Nov 2008||2|
|Td Waterhouse||Portland, OR||Jan 2006 - Nov 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1998|
|S66||NASAA Uniform Combined State Law Examination||Sep 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management2,012MILLIONS
Total Number of Accounts11,032ACCOUNTS
Average Account Value$182,406
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI
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