Lloyd Engleman, financial advisor Aliso Viejo CA

Lloyd Engleman

CRD Number: 4168322
Current Firm: Nfp Retirement Inc.

Lloyd Engleman (CRD# 4168322) is an Investment Advisor Representative working at Nfp Retirement Inc. in Aliso Viejo, CA and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Nfp Retirement Inc. Aliso Viejo, CA Dec 2021 - Current < 1
Kestra Investment Services, LLC Austin, TX Jan 2022 - May 2022 < 1
Resources Investment Advisors Overland Park, KS Dec 2018 - Dec 2021 3
Triad Advisors Norcross, GA Jan 2019 - Mar 2021 2
Independent Financial Partners Tampa, FL Dec 2010 - Dec 2018 8
Lpl Financial, LLC Riverside, CA Nov 2010 - Dec 2018 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2000
S65 NASAA Investment Advisors Law Examination Aug 2014
Contact Info for Lloyd J. Engleman
Phone Number: 949-460-9898
Registered State(s):
  • AZ
  • CA
  • CO
  • MN
By the Numbers
  • Total Assets Under Management
    78,718
    MILLIONS
  • Total Number of Accounts
    3,797
    ACCOUNTS
  • Average Account Value
    $20,731,607
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, DC, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MT, NC, NE, NM, NY, OH, OR, PA, PR, SC, TN, TX, UT, VA, WI, WY

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