Michael Day, financial advisor Laguna Niguel CA

Michael Day

CRD Number: 5089878
Current Firm: Advisors Asset Management, Inc.

Michael Day (CRD# 5089878) is an Investment Advisor Representative working at Advisors Asset Management, Inc. in Laguna Niguel, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Advisors Asset Management, Inc. Monument, CO Nov 2023 - Current < 1
Ifs Financial Services Cincinnati, OH Dec 2012 - Nov 2023 10
Touchstone Securities Cincinnati, OH Dec 2012 - Nov 2023 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2006
S65 NASAA Investment Advisors Law Examination May 2018
Contact Info for Michael B. Day
Phone Number: 719-488-9956
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    3,740
    MILLIONS
  • Total Number of Accounts
    1,634
    ACCOUNTS
  • Average Account Value
    $2,288,975
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, VA, VT, WA, WI

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