Paul Powell, financial advisor Aliso Viejo CA
83 score

Paul Powell

CRD Number: 2972939
Current Firm: Nfp Retirement

Paul Powell (CRD# 2972939) is an Investment Advisor Representative working at Nfp Retirement in Aliso Viejo, CA and has over 18 years of experience in the finance industry.

Similar Advisors
James Skorheim, financial advisor Aliso Viejo CA
James M. Skorheim
CRD# 6384003
Dorman Skorheim Wealth Management LLC
Score
107
Similar Advisors
Jeffrey Tilson, financial advisor Aliso Viejo CA
Jeffrey S. Tilson
CRD# 4504995
Jst Investment Consulting
Score
105
Similar Advisors
Daniel Sexton, financial advisor Aliso Viejo CA
Daniel E. Sexton
CRD# 5314524
Rs Crum Inc.
Score
103
Company Name Location Dates Years
Nfp Advisor Services Austin, TX Sep 2014 - Current 2
Nfp Retirement, Inc. Aliso Viejo, CA Apr 2013 - Current 3
Financial Telesis San Rafael, CA Sep 2006 - Jul 2014 7
Nbc Securities, Inc. Dothan, AL Sep 2004 - Sep 2006 2
Captrust Financial Advisors, Inc. Dothan, AL Mar 2002 - Sep 2006 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Paul L. Powell
Phone Number: 949-460-9898
Registered State(s):
  • AL
  • CA
By the Numbers
  • Total Assets Under Management
    34,857
    MILLIONS
  • Total Number of Accounts
    736
    ACCOUNTS
  • Average Account Value
    $47,359,658
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, CA, CO, FL, GA, IA, ID, IL, KY, LA, MA, MI, MN, MT, PA, TX, VA

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
83

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.