Robert DagostaCRD Number: 1903105
Current Firm: Berthel Fisher & Company Financial Services, Inc.
Robert Dagosta (CRD# 1903105) is an Investment Advisor Representative working at Berthel Fisher & Company Financial Services, Inc. in Allentown, PA and has over 27 years of experience in the finance industry.
Academy Wealth Advisers, LLC
Kaufman Advisory Services, Inc.
Sfg Investment Advisors, Inc.
|Drs Investors, LLC||Bethleham, PA||Jul 2009 - Current||7|
|R & D Investors, LLC||Bethlehem, PA||Feb 2009 - Current||8|
|Berthel Fisher & Company Financial Services, Inc.||Marion, IA||Jul 2004 - Current||12|
|Garrison Street LLC||Bethlehem, PA||Jan 2002 - Current||15|
|Robert D'agosta - Self Employed||Bethlehem, PA||Mar 1992 - Current||25|
|Independent Insurance Agent||Bethlehem, PA||Mar 1990 - Current||27|
|350 W 56th Street Apt 2a Prtnrshp||New York, NY||Jan 1985 - Current||32|
|Self Employed - Tax Prep||Bethlehem, PA||Mar 1984 - Current||33|
|165 W 66th Street Apt 16l Prtnrshp||New York, NY||Jan 1986 - Aug 2006||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1989|
|S65||NASAA Investment Advisors Law Examination||Jun 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management765MILLIONS
Total Number of Accounts5,670ACCOUNTS
Average Account Value$134,832
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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