George ChuiCRD Number: 5534010
Current Firm: E*trade Capital Management, LLC
George Chui (CRD# 5534010) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Alpharetta, GA and has over 6 years of experience in the finance industry.
Terra Firma Financial LLC
Meridian Investment Partners
Rollins Financial Inc.
|E*trade Capital Management, LLC||Windward, GA||Sep 2013 - Current||3|
|E*trade Securities LLC||Windward, GA||Sep 2013 - Current||3|
|Mml Investors Services||Atlanta, GA||Mar 2012 - Aug 2013||1|
|Mass Mutual||Atlanta, GA||Dec 2011 - Aug 2013||1|
|Northwestern Mutual Investment Services, LLC||Atlanta, GA||Sep 2008 - Oct 2011||3|
|Aubrey Vaughn||Atlanta, GA||Sep 2008 - Oct 2011||3|
|Aubrey Vaughn||Atlanta, GA||May 2008 - Sep 2008||< 1|
|Aasent Mortgage Corp||Atlanta, GA||Feb 2007 - May 2008||1|
|Bell Capital Management||Atlanta, GA||Dec 2006 - Jan 2007||< 1|
|Nalley Volvo||Marietta, GA||May 2005 - Nov 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2009|
|S66||NASAA Uniform Combined State Law Examination||Jan 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Judgments / Liens
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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