George ChuiCRD Number: 5534010
Current Firm: E*trade Capital Management, LLC
George Chui (CRD# 5534010) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Alpharetta, GA and has over 7 years of experience in the finance industry.
Terra Firma Financial LLC
Meridian Investment Partners
Rollins Financial Inc.
|E*trade Capital Management, LLC||Windward, GA||Sep 2013 - Current||3|
|E*trade Securities LLC||Windward, GA||Sep 2013 - Current||3|
|Mml Investors Services||Atlanta, GA||Mar 2012 - Aug 2013||1|
|Mass Mutual||Atlanta, GA||Dec 2011 - Aug 2013||1|
|Northwestern Mutual Investment Services, LLC||Atlanta, GA||Sep 2008 - Oct 2011||3|
|Aubrey Vaughn||Atlanta, GA||Sep 2008 - Oct 2011||3|
|Aubrey Vaughn||Atlanta, GA||May 2008 - Sep 2008||< 1|
|Aasent Mortgage Corp||Atlanta, GA||Feb 2007 - May 2008||1|
|Bell Capital Management||Atlanta, GA||Dec 2006 - Jan 2007||< 1|
|Nalley Volvo||Marietta, GA||May 2005 - Nov 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2009|
|S66||NASAA Uniform Combined State Law Examination||Jan 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Judgments / Liens
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.