Karalynne Wolfe, financial advisor Alpharetta GA
93 score

Karalynne Wolfe

CRD Number: 5373799
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Karalynne Wolfe (CRD# 5373799) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Alpharetta, GA and has over 9 years of experience in the finance industry.

Similar Advisors
Alan Thomson, financial advisor Alpharetta GA
Alan D. Thomson
CRD# 3020755
Terra Firma Financial LLC
Score
105
Similar Advisors
Matthew Fassnacht, financial advisor Alpharetta GA
Matthew A. Fassnacht
CRD# 5935670
Meridian Investment Partners
Score
103
Similar Advisors
Edward Wilcox, financial advisor Alpharetta GA
Edward J. Wilcox
CRD# 4914715
Rollins Financial Inc.
Score
103
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton, NJ Jan 2013 - Current 3
Morgan Stanley New York, NY Nov 2010 - Jan 2013 2
Bank Of America, N.a. Pennington, NJ Aug 2009 - Nov 2010 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hopewell, NJ Feb 2008 - Nov 2010 2
Wachovia Bank, N.a. Ridgefield Park, NJ Oct 2007 - Feb 2008 < 1
Wachovia Securities, LLC Ridgefield Park, NJ Oct 2007 - Feb 2008 < 1
Wachovia Bank Clifton, NJ May 2006 - Feb 2008 1
Wachovia Securities, LLC Summit, NJ Jul 2007 - Oct 2007 < 1
Wachovia Bank, N.a. Summit, NJ Jun 2006 - Oct 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2009
S63 Uniform Securities State Law Examination Aug 2007
Contact Info for Karalynne Wolfe
Phone Number: 800-637-7455
Registered State(s):
  • FL
  • NJ
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Karalynne Wolfe and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.