Richard WernickCRD Number: 5919418
Current Firm: Transamerica Financial Advisors, Inc.
Richard Wernick (CRD# 5919418) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Alpharetta, GA and has over 7 years of experience in the finance industry.
Terra Firma Financial LLC
Independent Financial Partners
Pragmatic Financial Strategies, Inc.
|Slims Africa, Inc.||Alpharetta, GA||Jan 2014 - Current||4|
|Brewton Parker College||Mt Vernon, GA||Jan 2014 - Current||4|
|Transamerica Financial Advisors, Inc.||Alpharetta, GA||Jan 2012 - Current||6|
|World Financial Group, Inc.||Alpharetta, GA||May 2010 - Current||8|
|Sterling Planet Holdings, Inc.||Norcross, GA||Aug 2005 - Current||12|
|Land Sellutions, Inc.||Alpharetta, GA||Mar 1992 - Current||26|
|Keep My Planet Green, LLC||Norcross, GA||Dec 2013 - Mar 2017||3|
|Kings Ridge Christian School||Alpharetta, GA||Apr 2011 - Jul 2014||3|
|Brewton Parker College||Mt. Vernon, GA||Jan 2007 - Dec 2012||5|
|Atlanta International Fellowship||Alpharetta, GA||Dec 1986 - Dec 2012||26|
|Investment Advisors International, Inc.||Alpharetta, GA||Aug 2011 - Jan 2012||< 1|
|World Group Securities, Inc.||Alpharetta, GA||May 2011 - Jan 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2011|
|S65||NASAA Investment Advisors Law Examination||Jul 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management969MILLIONS
Total Number of Accounts14,750ACCOUNTS
Average Account Value$65,719
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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