Thomas Luptowski, financial advisor Alpharetta GA

Thomas Luptowski

CRD Number: 5048561
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Thomas Luptowski (CRD# 5048561) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Alpharetta, GA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America,n.a. Alpharetta, GA Jun 2011 - Current 10
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cumming, GA Oct 2005 - Current 16
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2005
Contact Info for Thomas A. Luptowski
Phone Number: 800-637-7455
Firm Website: http://www.pbig.ml.com
Registered State(s):
  • GA
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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