Ronald LokCRD Number: 6272244
Current Firm: J.p. Morgan Securities LLC
Ronald Lok (CRD# 6272244) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Altadena, CA and has over 3 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Jp Morgan Securities LLC||Altadena, CA||May 2015 - Current||2|
|Jpmorgan Chase Bank||Altadena, CA||May 2015 - Current||2|
|Thrivent Financial||Azusa, CA||Jul 2014 - May 2015||< 1|
|Thrivent Investment Management Inc.||Azusa, CA||Dec 2013 - May 2015||1|
|Thrivent Financial For Lutherans||Azusa, CA||May 2014 - Jul 2014||< 1|
|Unemployed||San Jose, CA||Sep 2012 - Dec 2013||1|
|Bright Horizons||Milpitas, CA||Jan 2008 - Sep 2012||4|
|City College Of San Francisco||San Francisco, CA||Sep 2007 - Dec 2007||< 1|
|Macy's Inc.||San Francisco, CA||Mar 2007 - Sep 2007||< 1|
|Macy's Inc.||San Francisco, CA||Mar 2005 - Feb 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2014|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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