Nicole KeatingCRD Number: 5744784
Current Firm: Truist Advisory Services, Inc.
Nicole Keating (CRD# 5744784) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Altamonte Springs, FL and has over 3 years of experience in the finance industry.
Securian Financial Services, Inc.
Certified Advisory Corp
Wells Fargo Clearing Services, LLC
|Suntrust Advisory Services, Inc.||Atlanta, GA||Jan 2020 - Current||2|
|Suntrust Investment Services Inc.||Atlanta, GA||May 2019 - Current||3|
|Suntrust Bank||Altamonte Springs, FL||May 2019 - Current||3|
|Suntrust Bank||Orlando, FL||May 2015 - May 2019||4|
|Suntrust Bank||Maitland, FL||Aug 2012 - May 2015||2|
|Suntrust Investment Services, Inc.||Atlanta, GA||Feb 2010 - Jan 2015||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2019|
|S65||NASAA Investment Advisors Law Examination||Mar 2020|
Total Assets Under Management61,581MILLIONS
Total Number of Accounts126,886ACCOUNTS
Average Account Value$485,328
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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