Alfred Hicks, financial advisor Alton IL

Alfred Hicks

CRD Number: 2124371
Current Firm: Financial Planning Advisors, Inc.

Alfred Hicks (CRD# 2124371) is an Investment Advisor Representative working at Financial Planning Advisors, Inc. in Alton, IL and has over 33 years of experience in the finance industry. Alfred Hicks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Financial Planning Advisors, Inc. Alton, IL May 1994 - Current 29
Triad Advisors, Inc. Norcross, GA May 2001 - Dec 2014 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1991
S65 NASAA Investment Advisors Law Examination Apr 1994
Contact Info for Alfred J. Hicks
Phone Number: 618-474-0000
Registered State(s):
  • IL
  • MO
  • NV
  • TX
By the Numbers
  • Total Assets Under Management
    31
    MILLIONS
  • Total Number of Accounts
    436
    ACCOUNTS
  • Average Account Value
    $70,701
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

IL, MO, NV, TX

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