David Duggan, financial advisor Altoona IA

David Duggan

CRD Number: 1517144
Current Firm: Brokers Financial

David Duggan (CRD# 1517144) is an Investment Advisor Representative working at Brokers Financial in Altoona, IA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Brokers International Financial Services, LLC Altoona, IA Oct 2017 - Current 6
Brookstone Capital Management LLC Wheaton, IL Jan 2017 - Oct 2017 < 1
Broker Dealer Financial Services Corp. West Des Moines, IA Jan 2014 - Jan 2017 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2002
S65 NASAA Investment Advisors Law Examination Feb 2008
Contact Info for David L. Duggan
Phone Number: 877-886-1939
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    2,000
    MILLIONS
  • Total Number of Accounts
    11,566
    ACCOUNTS
  • Average Account Value
    $172,960
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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