John Fleming (CRD# 1284986) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Altoona, PA and has over 39 years of experience in the finance industry. John Fleming has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4782048
Kooman & Associates
CRD# 2787819
Stifel, Nicolaus & Company, Incorporated
CRD# 1973907
Ameriprise Financial Services, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisors LLC | Altoona, PA | Sep 2022 - Current | 1 |
| First Allied Advisory Services | Schaumburg, IL | Nov 2020 - Current | 3 |
| Vip Ventures, LLC | Altoona, PA | Mar 2005 - Current | 19 |
| First Allied Securities, Inc. | San Diego, CA | Jan 2016 - Sep 2022 | 6 |
| First Allied Advisory Services, Inc. | Chesterfield, MO | Jan 2016 - Nov 2020 | 4 |
| 1st Global Insurance Services, Inc. | Altoona, PA | May 2008 - Jan 2016 | 7 |
| 1st Global Capital Corp. | Altoona, PA | Oct 2007 - Jan 2016 | 8 |
| 1st Global Advisors, Inc. | Altoona, PA | Oct 2007 - Jan 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1984 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
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