Zhong Shi (CRD# 4611409) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Alviso, CA and has over 21 years of experience in the finance industry. Zhong Shi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3262592
Captrust
CRD# 2055289
Powering Your Retirement
CRD# 1351279
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kyros Ai Corp. | Palo Alto, CA | Sep 2021 - Current | 2 |
| Covered Ca | Alviso, CA | Dec 2013 - Current | 10 |
| Heartland Institute Of Financial Education A Non-profit Organiza | Aurora, CO | Dec 2013 - Current | 10 |
| Hife College Funding | Aurora, CO | Aug 2012 - Current | 11 |
| Transamerica Financial Advisors, Inc. | Alviso, CA | Jan 2012 - Current | 12 |
| Zhong Shi & Associates | San Jose, CA | Oct 2011 - Current | 12 |
| Gold Team LLC | Alviso, CA | Nov 2004 - Current | 19 |
| World Finacial Group | Alviso, CA | Nov 2002 - Current | 21 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2003 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2006 |
- CA
- TX
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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