Zhong ShiCRD Number: 4611409
Current Firm: Transamerica Financial Advisors, Inc.
Zhong Shi (CRD# 4611409) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Alviso, CA and has over 14 years of experience in the finance industry. Zhong Shi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Altos Investments, Inc.
Prosperity Financial Group, Inc.
Skyoak Wealth Management, Inc.
|Covered Ca||Alviso, CA||Dec 2013 - Current||3|
|Heartland Institute Of Financial Education A Non-profit Organiza||Aurora, CO||Dec 2013 - Current||3|
|Hife College Funding||Aurora, CO||Aug 2012 - Current||4|
|Transamerica Financial Advisors, Inc.||Alviso, CA||Jan 2012 - Current||5|
|Zhong Shi & Associates||San Jose, CA||Oct 2011 - Current||5|
|Gold Team LLC||Alviso, CA||Nov 2004 - Current||12|
|World Finacial Group||Alviso, CA||Nov 2002 - Current||14|
|Investment Advisors International||Alviso, CA||Jul 2006 - Jan 2012||5|
|World Group Securities, Inc.||Alviso, CA||Dec 2002 - Jan 2012||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2003|
|S65||NASAA Investment Advisors Law Examination||Feb 2006|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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