Francis Oppold, financial advisor Ames IA
96 score

Francis Oppold

CRD Number: 1034825
Current Firm: Northwestern Mutual Investment Services,llc

Francis Oppold (CRD# 1034825) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Ames, IA and has over 23 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Life Insurance Company Ames, IA Oct 1985 - Current 31
Northwestern Mutual Investment Services, LLC Milwaukee, WI Dec 1981 - Current 35
The Northwestern Mutual Life Insurance Company Milwaukee, WI Jan 1975 - Current 41
Northwestern Mutual Investment Services, LLC Ames, IA Aug 2011 - Mar 2016 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1993
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Francis J. Oppold
Phone Number: 866-664-7737
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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