James Horn (CRD# 5495146) is an Investment Advisor Representative working at Edelman Financial Engines in Amherst, NY and has over 15 years of experience in the finance industry.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4690465
Key Investment Services LLC
CRD# 1604730
Lytle Investments
Company Name | Location | Dates | Years |
---|---|---|---|
Financial Engines Advisors LLC | Amherst, NY | Nov 2016 - Current | 7 |
Tmfs Advisors, LLC | Syracuse, NY | Nov 2015 - Nov 2016 | 1 |
Tmfs-national Iii, LLC | Buffalo, NY | May 2016 - Jun 2016 | < 1 |
Ameriprise Financial Services Inc. | Rochester, NY | Aug 2015 - Oct 2015 | < 1 |
Tiaa-cref Individual & Institutional Services, LLC | Rochester, NY | Jan 2013 - Aug 2015 | 2 |
Tiaa | Rochester, NY | Jan 2013 - Aug 2015 | 2 |
M And T Securities | Buffalo, NY | Feb 2011 - Aug 2015 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2009 |
S66 | NASAA Uniform Combined State Law Examination | Nov 2012 |
- NY
- TX
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Total Assets Under Management270,770MILLIONS
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Total Number of Accounts1,561,555ACCOUNTS
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Average Account Value$173,398
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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