Michael Paul, financial advisor Amherst NY

Michael Paul

CRD Number: 6264924
Current Firm: Key Investment Services LLC

Michael Paul (CRD# 6264924) is an Investment Advisor Representative working at Key Investment Services LLC in Amherst, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Key Investment Services LLC Buffalo, NY Nov 2015 - Current 6
Keybank Amherst, NY Apr 2015 - Current 7
Unemployed Buffalo, NY Nov 2014 - Mar 2015 < 1
Guardian Life Insurance Co Buffalo, NY Oct 2013 - Oct 2014 1
Guardian Life/alliance Advisory Group Buffalo, NY Sep 2013 - Oct 2013 < 1
Unemployed Kenmore, NY Jun 2013 - Aug 2013 < 1
Enterprise Rent A Car Amherst, NY May 2004 - May 2013 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2016
S66 NASAA Uniform Combined State Law Examination Dec 2021
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Michael A. Paul
Phone Number: (888) 547-2968
Firm Website: http://www.key.com
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    3,649
    MILLIONS
  • Total Number of Accounts
    22,515
    ACCOUNTS
  • Average Account Value
    $162,057
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, KY, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY

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