Michael PaulCRD Number: 6264924
Current Firm: Key Investment Services LLC
Michael Paul (CRD# 6264924) is an Investment Advisor Representative working at Key Investment Services LLC in Amherst, NY and has over 5 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wells Fargo Clearing Services, LLC
Lpl Financial LLC
|Key Investment Services LLC||Buffalo, NY||Nov 2015 - Current||6|
|Keybank||Amherst, NY||Apr 2015 - Current||7|
|Unemployed||Buffalo, NY||Nov 2014 - Mar 2015||< 1|
|Guardian Life Insurance Co||Buffalo, NY||Oct 2013 - Oct 2014||1|
|Guardian Life/alliance Advisory Group||Buffalo, NY||Sep 2013 - Oct 2013||< 1|
|Unemployed||Kenmore, NY||Jun 2013 - Aug 2013||< 1|
|Enterprise Rent A Car||Amherst, NY||May 2004 - May 2013||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2016|
|S66||NASAA Uniform Combined State Law Examination||Dec 2021|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management3,649MILLIONS
Total Number of Accounts22,515ACCOUNTS
Average Account Value$162,057
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, KY, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV, WY
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