Roger Malcolm, financial advisor Wililamsville NY

Roger Malcolm

CRD Number: 3002268
Current Firm: Bankers Life Advisory Services, Inc.

Roger Malcolm (CRD# 3002268) is an Investment Advisor Representative working at Bankers Life Advisory Services, Inc. in Wililamsville, NY and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Bankers Life Advisory Services, Inc. Williamsville, NY Mar 2019 - Current 5
Bankers Life Securities, Inc. Williamsville, NY Mar 2019 - Current 5
Bankers Life & Casualty, Inc. Williamsville, NY Jan 2019 - Current 5
Mml Investors Services, LLC Williamsville, NY Mar 2017 - Jan 2019 1
Msi Financial Services Williamsville, NY Oct 2016 - Jan 2019 2
Massachusetts Mutual Life Insurance Company Springfield, MA Oct 2016 - Jan 2019 2
Mutual/united Of Omaha Insurance Company Williamsville, NY Jan 1997 - Oct 2016 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S65 NASAA Investment Advisors Law Examination Oct 2010
Contact Info for Roger D. Malcolm
Phone Number: 844-553-9083
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    1,125
    MILLIONS
  • Total Number of Accounts
    10,292
    ACCOUNTS
  • Average Account Value
    $109,320
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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