Kenneth McCabe, financial advisor Anaheim CA

Kenneth McCabe

CRD Number: 2980438
Current Firm: Centaurus Financial, Inc.

Kenneth McCabe (CRD# 2980438) is an Investment Advisor Representative working at Centaurus Financial, Inc. in Anaheim, CA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Centaurus Finanical, Inc. Anaheim, CA Sep 2011 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1998
S66 NASAA Uniform Combined State Law Examination Jan 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kenneth A. McCabe
Phone Number: 714-456-1790
Registered State(s):
  • AZ
  • CA
  • GA
  • ID
  • IN
  • NV
  • NC
  • OH
  • OK
  • OR
  • PA
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    5,212
    MILLIONS
  • Total Number of Accounts
    30,814
    ACCOUNTS
  • Average Account Value
    $169,144
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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