Thomas Cox, financial advisor Anderson SC
93 score

Thomas Cox

CRD Number: 3180857
Current Firm: United Capital Financial Advisers

Thomas Cox (CRD# 3180857) is an Investment Advisor Representative working at United Capital Financial Advisers in Anderson, SC and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
United Capital Financial Advisers, LLC Newport Beach, CA Jul 2015 - Current 1
Girard Securities Anderson, SC Jul 2015 - Current 1
Ic Advisory Services, Inc. Bridgewater, NJ Jun 2006 - Jul 2015 9
The Investment Center Anderson, SC Jun 2001 - Jul 2015 14
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 1999
Contact Info for Thomas B. Cox
Phone Number: 949-999-8500
Registered State(s):
  • AL
  • GA
  • IL
  • NC
  • OR
  • TX
  • VA
  • SC
By the Numbers
  • Total Assets Under Management
    15,406
    MILLIONS
  • Total Number of Accounts
    48,598
    ACCOUNTS
  • Average Account Value
    $317,017
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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