Fate SpurlockCRD Number: 1261522
Current Firm: Ameritas Investment Corp
Fate Spurlock (CRD# 1261522) is an Investment Advisor Representative working at Ameritas Investment Corp in Andover, KS and has over 33 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Ameriprise Financial Services, Inc.
|Ameritas Investment Corp||Lincoln, NE||Jul 2016 - Current||< 1|
|Ameritas Life Insurance Corp||Lincoln, NE||May 2016 - Current||1|
|Spurlock Financial Services, Inc.||Topeka, KS||Oct 1980 - Current||36|
|Massmutual Life Insurance Co||Overland Park, KS||Apr 2014 - Jul 2016||2|
|Mml Investors Services LLC||Overland Park, KS||Apr 2014 - Jul 2016||2|
|Eagle Strategies LLC||Topeka, KS||May 2010 - Apr 2014||3|
|Nylife Securities||Topeka, KS||Oct 2006 - Apr 2014||7|
|New York Life Insurance Company||Wichita, KS||Aug 2006 - Apr 2014||7|
|Provident Mutual Life Insurance Company||Topeka, KS||Apr 2002 - Sep 2006||4|
|1717 Capital Management Company||Topeka, KS||Apr 2002 - Sep 2006||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1984|
|S65||NASAA Investment Advisors Law Examination||May 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
- Criminal Record
Total Assets Under Management2,296MILLIONS
Total Number of Accounts8,235ACCOUNTS
Average Account Value$278,845
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.