Fate SpurlockCRD Number: 1261522
Current Firm: Ameritas Investment Corp
Fate Spurlock (CRD# 1261522) is an Investment Advisor Representative working at Ameritas Investment Corp in Andover, KS and has over 33 years of experience in the finance industry.
Capital Wealthcare Advisors, L.c.
Cambridge Investment Research Advisors, Inc.
|Ameritas Investment Corp||Lincoln, NE||Jul 2016 - Current||1|
|Ameritas Life Insurance Corp||Lincoln, NE||May 2016 - Current||1|
|Spurlock Financial Services, Inc.||Topeka, KS||Oct 1980 - Current||37|
|Massmutual Life Insurance Co||Overland Park, KS||Apr 2014 - Jul 2016||2|
|Mml Investors Services LLC||Overland Park, KS||Apr 2014 - Jul 2016||2|
|Eagle Strategies LLC||Topeka, KS||May 2010 - Apr 2014||3|
|Nylife Securities||Topeka, KS||Oct 2006 - Apr 2014||7|
|New York Life Insurance Company||Wichita, KS||Aug 2006 - Apr 2014||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1984|
|S65||NASAA Investment Advisors Law Examination||May 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
- Criminal Record
Total Assets Under Management2,871MILLIONS
Total Number of Accounts8,884ACCOUNTS
Average Account Value$323,164
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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