Pauline RosensteinCRD Number: 212619
Current Firm: Sa Stone Investment Advisors Inc.
Pauline Rosenstein (CRD# 212619) is an Investment Advisor Representative working at Sa Stone Investment Advisors Inc. in Annandale, VA and has over 31 years of experience in the finance industry. Pauline Rosenstein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
David Wealth Management, LLC
Equitable Advisors, LLC
Grove Point Advisors, LLC
|Sterne Agee Investment Advisor Services, Inc.||Birmingham, AL||Jan 2015 - Current||7|
|Sterne Agee Financial Services, Inc.||Falls Church, VA||Sep 2014 - Current||7|
|Wrp Investments, Inc.||Youngstown, OH||Jan 2006 - Current||16|
|Lakeside Productions||Falls Church, VA||Jan 1993 - Current||29|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1993|
|S65||NASAA Investment Advisors Law Examination||Oct 1990|
Total Assets Under Management3,153MILLIONS
Total Number of Accounts11,804ACCOUNTS
Average Account Value$267,085
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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