Brian Dague, financial advisor Annapolis MD
90 score

Brian Dague

CRD Number: 6108138
Current Firm: Northwestern Mutual Investment Services,llc

Brian Dague (CRD# 6108138) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Annapolis, MD and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Life Insurnace Milwaukee, WI Aug 2012 - Current 4
Northwestern Mutual Investment Services, LLC Annapolis, MD Aug 2012 - Current 4
Northwestern Mutual Investment Services, LLC Annapolis, MD Dec 2013 - Mar 2016 2
Advantage Waypoint Tampa, FL Jan 2012 - Aug 2012 < 1
Innovative Concept Group Hanover, MD Aug 2011 - Dec 2011 < 1
T Furr And Associates Hanover, MD May 2005 - Jul 2011 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S65 NASAA Investment Advisors Law Examination Apr 2013
Contact Info for Brian R. Dague
Phone Number: 866-664-7737
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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