Carlos Sera, financial advisor Annapolis MD

Carlos Sera

CRD Number: 1736186
Current Firm: Sera Capital Management, LLC
Compensation Model: Fee Only

Carlos Sera (CRD# 1736186) is an Investment Advisor Representative working at Sera Capital Management in Annapolis, MD and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Sera Capital Management Annapolis, MD Apr 1990 - Current 33
Chicago Wealth Management, Inc. Davidsonville, MD Jun 2004 - Apr 2016 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1987
S65 NASAA Investment Advisors Law Examination Sep 1996
Contact Info for Carlos M. Sera
By the Numbers
  • Total Assets Under Management
    70
    MILLIONS
  • Total Number of Accounts
    253
    ACCOUNTS
  • Average Account Value
    $276,680
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

MD, TX

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