James Sprinkel, financial advisor Annapolis MD

James Sprinkel

CRD Number: 4503273
Current Firm: Scarborough Capital Management

James Sprinkel (CRD# 4503273) is an Investment Advisor Representative working at Scarborough Capital Management in Annapolis, MD and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Financial Group, LLC Annapolis, MD Jan 2018 - Current 6
Scarborough Advisors, Llc Dba Scarborough Capital Management Annapolis, MD Nov 2013 - Current 10
Sii Investments Inc. Annapolis, MD Dec 2008 - Dec 2017 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2002
Contact Info for James F. Sprinkel
Phone Number: 410-573-5700
Registered State(s):
  • AZ
  • CA
  • CT
  • DE
  • DC
  • FL
  • IL
  • IN
  • LA
  • MD
  • MA
  • MI
  • MO
  • NH
  • NJ
  • NY
  • NC
  • OH
  • OK
  • OR
  • PA
  • SC
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    1,194
    MILLIONS
  • Total Number of Accounts
    3,924
    ACCOUNTS
  • Average Account Value
    $304,364
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV

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