Justin Roudiez, financial advisor Annapolis MD
73 score

Justin Roudiez

CRD Number: 5354169
Current Firm: Northwestern Mutual Investment Services,llc

Justin Roudiez (CRD# 5354169) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Annapolis, MD and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI May 2012 - Current 4
John J. Horrigan Annapolis, MD Mar 2012 - Current 4
Northwestern Mutual Investment Services, LLC Annapolis, MD Feb 2008 - Current 8
Northwestern Mutual Investment Services, LLC Annapolis, MD Apr 2012 - Mar 2016 3
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2007 - Mar 2012 4
University Of Maryland College Park College Park, MD Jan 2004 - Dec 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Justin T. Roudiez
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73
Verified Page
Data verified by both the advisor and the public regulatory data.

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