Katarina Stein, financial advisor Annapolis MD

Katarina Stein

CRD Number: 5124452
Current Firm: Fidelity Personal And Workplace Advisors

Katarina Stein (CRD# 5124452) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Annapolis, MD and has over 17 years of experience in the finance industry. Katarina Stein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Fidelity Investments Annapolis, MD Feb 2021 - Current 3
Bank Of America, N.a. Annapolis, MD Oct 2020 - Feb 2021 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Annapolis, MD Aug 2020 - Feb 2021 < 1
Ameriprise Financial Services, Inc. Annapolis, MD Aug 2018 - Aug 2020 2
Allstate Insurance Company Pasadena, MD Apr 2018 - Jul 2018 < 1
Charles Schwab & Company, Inc. Annapolis, MD Aug 2015 - Apr 2018 2
Capital One Financial Advisors Melville, NY Apr 2014 - Aug 2015 1
Wells Fargo Advisors LLC Baltimore, MD Apr 2010 - Apr 2014 4
Wachovia Bank, N.a. Baltimore, MD Mar 2010 - Apr 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2006
Contact Info for Katarina Stein
Phone Number: 617-563-7000
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    652,548
    MILLIONS
  • Total Number of Accounts
    1,712,247
    ACCOUNTS
  • Average Account Value
    $381,106
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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