Richard Sponholz (CRD# 2001891) is an Investment Advisor Representative working at R.o.s. Asset Management in Bellport, NY and has over 34 years of experience in the finance industry.
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
CRD# 4658014
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| R.o.s. Asset Management | Bellport, NY | Oct 1990 - Current | 33 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1989 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1991 |
- VA
-
Total Assets Under Management14MILLIONS
-
Total Number of Accounts21ACCOUNTS
-
Average Account Value$676,954
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
NH, VA
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