Steven Roth, financial advisor Annapolis MD

Steven Roth

CRD Number: 1922301
Current Firm: Commonwealth Financial Network

Steven Roth (CRD# 1922301) is an Investment Advisor Representative working at Commonwealth Financial Network in Annapolis, MD and has over 32 years of experience in the finance industry.

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Cambridge Investment Research Advisors, Inc.
Company Name Location Dates Years
Commonwealth Financial Network Waltham, MA Mar 2017 - Current 5
Severn Financial Advisors, LLC Annapolis, MD Jan 2013 - Current 9
Cambridge Investment Research, Inc. Fairfield, IA Sep 2010 - Mar 2017 6
Cambridge Investment Research Advisors, Inc. Fairfield, IA Sep 2010 - Mar 2017 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1989
S65 NASAA Investment Advisors Law Examination Dec 2007
Contact Info for Steven M. Roth
Phone Number: 781-736-0700
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    161,853
    MILLIONS
  • Total Number of Accounts
    540,172
    ACCOUNTS
  • Average Account Value
    $299,632
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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