Stephen Pollard, financial advisor Antioch CA
93 score

Stephen Pollard

CRD Number: 1312642
Current Firm: American Investors Co

Stephen Pollard (CRD# 1312642) is an Investment Advisor Representative working at American Investors Co in Antioch, CA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
American Investors Company San Ramon, CA Aug 2010 - Current 6
Wymac Capital Pleasant Hill, CA Oct 2007 - Current 9
Stephen A. Pollard Antioch, CA Oct 1999 - Current 17
American Investors Company San Ramon, CA Oct 1996 - Current 20
Stephen A. Pollard Antioch, CA Jul 1993 - Current 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1991
Contact Info for Stephen A. Pollard
Phone Number: 925-866-2882
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    341
    MILLIONS
  • Total Number of Accounts
    1,988
    ACCOUNTS
  • Average Account Value
    $171,323
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, FL, MD, NV, NY, OR, TX, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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