Duane Allen, financial advisor Apache Junction AZ
93 score

Duane Allen

CRD Number: 2999225
Current Firm: 1st Global Advisors Inc.

Duane Allen (CRD# 2999225) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Apache Junction, AZ and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Allen Advisory, P.c. Apache Junction, AZ Sep 2013 - Current 3
1st Global Insurance Services, Inc. Scottsdale, AZ Dec 2003 - Current 13
1st Global Advisors, Inc. Scottsdale, AZ Mar 2000 - Current 16
1st Global Capital Corp. Scottsdale, AZ Jan 2000 - Current 16
Allen & Chew, P.c. Scottsdale, AZ Sep 2001 - Sep 2013 12
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2000
Contact Info for Duane A. Allen
Phone Number: 214-294-5000
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    7,093
    MILLIONS
  • Total Number of Accounts
    21,134
    ACCOUNTS
  • Average Account Value
    $335,619
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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