Robert Spivey (CRD# 1414023) is an Investment Advisor Representative working at Tolley Financial Group, LLC in Raleigh, NC and has over 38 years of experience in the finance industry.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tolley Financial Group, LLC | Raleigh, NC | Jan 2023 - Current | 1 |
| Wealth Strategies For Life, LLC | Raleigh, NC | Jul 2015 - Current | 8 |
| Integrated Advisors Network, LLC | Palos Verdes Estates, CA | Feb 2017 - Dec 2022 | 5 |
| B&b Strategic Partners | Raleigh, NC | May 2019 - May 2019 | < 1 |
| First Allied Advisory Services, Inc. | Chesterfield, MO | May 2012 - Feb 2017 | 4 |
| First Allied Securities, Inc. | San Diego, CA | Dec 2008 - Feb 2017 | 8 |
| Financial Directions Of The Southeast Inc. | Raleigh, NC | Jan 1987 - Feb 2017 | 30 |
| Financial Directions Group | Cary, NC | Apr 1998 - Nov 2015 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1985 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management59MILLIONS
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Total Number of Accounts268ACCOUNTS
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Average Account Value$220,837
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
NC
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